| The Firm is currently investigating the investment | | | | 4. Bad investment advice |
| practices of the following PIMCO Mutual Funds: | | | | 5. The broker's failure to follow your instructions |
| PML – Municipal Income Fund II | | | | 6. Fraud |
| PMX –Municipal Income Fund III | | | | 7. Churning (excessive trading, with the primary |
| PTY-Corporate Opportunity PZC-California Municipal | | | | purpose of generating commissions) |
| Income Fund | | | | If you have lost money in the recent stock market |
| PYN-NY Municipal Income Fund III | | | | decline you may have a claim against your broker or |
| PNF-NY Municipal Income Fund | | | | advisor. |
| The Firm also represents investors who were | | | | Many investors that have suffered losses are |
| improperly advised to invest in variable annuities, | | | | unaware or reluctant to accept that their broker |
| which are investment vehicles often unsuitable for | | | | may be at fault. Some hold out for years believing |
| older investors, but yield high commissions for the | | | | that a failed investment program will recover, only |
| selling broker. Investors victimized after placing their | | | | to suffer continued losses at the hands |
| investment dollars, as well as their trust with a | | | | of incompetent advisors. Don't blame yourself or |
| broker, advisor, brokerage firm or investment bank | | | | the market for your losses. |
| are represented by the Firm as well. Contact | | | | Your investment advisor is responsible to recommend |
| Michael J. Redenburg, Esq. if you lost money investing | | | | investments that are suitable for you as well as to |
| with a firm or advisor because of: | | | | monitor those investments. A failure to manage |
| 1. Unauthorized trading | | | | your investments in accordance with your risk |
| 2. Unsuitability | | | | tolerance, time horizon and financial goals are a |
| 3. Misrepresentations | | | | major form of securities claims handled by the Firm. |