MIT Technology Review Concern Over WARF Patent Royalty Demand To CIRM Over Stem Cells Is Misguided

On April 24, an article in the MIT Technology Reviewa short-lived embryonic stem cell company several
portrayed the immediate concern over the Wisconsinyears ago. "I learned from venture capital investors
WARF/Thomson patents on stem cells as how thethat these patents existed and that it would be
patents will affect basic academic research, which, inimpossible to obtain funding from them," she says.
turn, could affect the development of stemThis quote is significant for at least two reasons.
cell-based tools and therapies.First, one sees that venture capitalists were aware
The article mentioned a possible gambit by the stateof the Thomson/WARF patents and saw them as a
of California to ensure cooperation amongshow-stopper as to VC investment in the field. Thus,
researchers of different states. The oversightas to small research entities spurning money from
committee of California's CIRM recently announcedCIRM over disputes about patent royalty rights, one
that any California researchers who develop patentedsuspects such small entities do NOT have VC funding
discoveries using California state funds must shareas a viable alternative. I suspect the length of time
their patents with other state researchers. Edbefore payout is separately a showstopper as to VC
Penhoet of CIRM was quoted: "We hope WARF willfunding; nothing here looks ready for
reciprocate." Of course, one issue is that WARFcommercialization within seven years, a typical VC
presently has patents related to embyronic stembenchmark. Second, in the world of Bayh-Dole, it's
cells, and CIRM does not. Further, one would need tokind of scary that one professor/entrepreneur would
know details of what is shared. Does the sharing onlynot know of relevant patents of a Bayh-Dole
pertain to the use by researchers in academicgrantee. Further, it's also scary that CIRM apparently
institutions, or does it extend to companies createdhad not anticipated the WARF play, which failure is
by such researchers? One of the prime selling pointssomewhat hard to fathom since the basic patent
to voters of states such as California and Newissued years ago.
Jersey was that the state funding research wouldThe basic WARF/Thomson patent is US 5,843,780
recover expended money through patent royalties. If(issued 1 Dec 1998 to James A. Thomson, based on
everyone gets a free license, such a recovery isapplication 591246 filed 18 Jan 1996; the application
unlikely to happen.was a continuation-in-part of U.S. application Ser. No.
The article goes through the world of patent useage08/376,327 filed Jan. 20, 1995. It was obtained with
as among different patent-holding universities.funding from the federal NIH, and thus represents a
Universities generally allow other institutions to usepatent obtainted through the auspices of the
patented technologies without special permission. TheBayh-Dole Act. It is separately true that Thomson, a
litigated case of Madey v. Duke University is anfew days after filing his basic patent application,
exception to this general rule, although it was asubmitted a paper to the Proceedings of the National
patent-holding professor who sued a university.Academy of Sciences, which appeared as 92 PNAS
Furthermore, WARF requires universities to get a7844 (1995). His effort at patenting did not impede
license to do embryonic stem cell research. "None ofhis efforts at rapid public disclosure.
us understand why we need a license...Why is thisKenneth Taymor, an attorney with the Stanford
technology any different?" says oneProgram on Stem Cells in Society, is quoted in the
technology-transfer official. The license of WARF toarticle: "The more that WARF presses its rights, the
the University of California, for example, permitsmore research will be impinged and the more likely it
scientists to use only a small number of embryonicwill move offshore." This boogeyman won't hunt. In a
stem cell lines. And the license granted to the Howarddifferent variant, research was going to move
Hughes Medical Institute, a nonprofit medical researchoffshore after Bush's restriction in 2001.
organization that funds scientists across the nation,Taymor and the article author Emily Singer simply
prohibits scientists from accepting funding from orneglect to mention the role that 35 USC 271(e)(1) is
collaborating with commercial companies unless thegoing to play in research on embryonic stem cells.
company has a commercial license from WARF.Therapies arising from embryonic stem cells are going
The article presents an interesting quote by Jeanneto need FDA approval. Work done to meet FDA
Loring, who herself is an author of an article criticizingrequirements is insulated from infringement liability
the WARF patent royalty demand [311 Science 1716through the safe harbor of 271(e)(1), as expansively
(2006)]: Jeanne Loring, a scientist at the Burnhaminterpreted by the U.S. Supreme Court in the case
Institute for Medical Research in La Jolla, CA, startedMerck v. Integra.